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Episode 11: SEC Waking Up To Robos

Episode 11: SEC Waking Up To Robos

Tuesday, December 01, 2015
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Paul Resnik discusses comments by SEC Commissioner Kara Stein about whether robo-advice should meet a fiduciary standard. A recent report has been very critical of robos, claiming they do not give a high standard of advice. Meanwhile, in the UK, the FCA is frustrated that so little activity is happening in the robo space.