Financial advice is beginning to show high levels of consistency across international jurisdictions. This month we look at complaints regulation and the benefits of appropriately framing clients' investment expectations. Paul Resnik will be in the UK, Germany, Holland, Singapore and India in the next eight weeks.

 FinaMetrica Risk Profiling



Financial Ombudsman's Service Redeems Itself?

The Financial Ombudsman's Service (FOS) is the recipient of significant levels of adviser criticism in several jurisdictions. In this recently issued note to advisers the Australian FOS succinctly explains how it will look at suitability when it reviews complaints. Click for full paper.


Rollercoaster Ride – Australian Market Falls Can Seem Much Worse Than They Need To Be.

While it is reasonable for investors to be disappointed with the state of the markets, even the state of their portfolio, they should not be surprised. History shows that this correction is not the worst on record. Click for Australian edition, a UK edition of this article was published in FT Adviser.


UK, US, Singapore, Germany, Holland and India Trip Update

FinaMetrica cofounder Paul Resnik attended the FPA's annual conference in San Diego September 15 -18 with Geoff Davey. Geoff and Paul wrote about their feelings and experiences at the new FinaMetrica blog.

In the UK Paul is attending the IFP conference, speaking at the Platforum conference and working with threesixty on a round UK Suitability road show. Paul will be in the UK, Germany and Holland during October and the first part of November. He will then be travelling to Singapore and India towards the end of November. Paul is open to suggestions from our subscribers and others for group presentations, discussions with FinaMetrica subscribers, talking with those thinking of making a decision on risk profiling, investment managers looking to use effective descriptions of investment risk and others in the service and product supply chain looking to build turn-key solutions. Contact paul.resnik@finametrica.com.

For some great information and free reports, visit us at www.riskprofiling.com.

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