Author Archives: Paul Resnik

In recent months we have been asked by a number of advisers what questions might be included in their firm’s assessment of a risk tolerance test. Up front we must admit that we do have a vested interest in the … Continue reading →

The UKs RDR restructuring of the financial services supply train is gathering pace. While I suspect that some of the larger players have not fully come to terms with what they need to do, many of their smaller more flexible … Continue reading →

As I travel, and I seem to be doing more and more in recent years, I regularly talk with advisers, compliance professionals, regulators, institutional managers and other service providers in several countries. I am just back in Oz from a … Continue reading →

Are you uncomfortable with the way your firm’s advisers match investments to clients’ needs? If you are discomfited, you are not alone. Regulators, and by default advisers, around the world are paying increasing attention to the logic and rationale used … Continue reading →