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Episode 15: Fiduciary Rules Loom In United States

Episode 15: Fiduciary Rules Loom In United States

Wednesday, February 10, 2016
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In the United States regulators moving toward fiduciary rules for financial advice are experiencing a savage push-back from some parts of the industry. Paul Resnik explains the Department of Labor's new fiduciary rule and signals from FINRA and the SEC that they might be on the same path.